Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN Tsz Yan, Timmy

陳子欣
CE ALQ999Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Tsz Yan, Timmy (CE number ALQ999) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (6)

2019-01-10 – present Current
BOCI-Prudential Asset Management Limited RO
RA 1 RA 4
2007-10-12 – 2019-01-10
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4
2007-07-30 – 2007-09-28
ETRADE Securities (Hong Kong) Limited Rep
RA 1 RA 3 RA 4
2007-05-23 – 2007-06-14
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2007-01-04 – 2007-03-31
SG Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2005-01-26 – 2006-12-30
FIL Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALQ999