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LEE Kwok Tung

李國棟
CE ALQ878Licensed IndividualSFO licence active
Official SFC record

LEE Kwok Tung (CE number ALQ878) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativePhillip Commodities (HK) Limited
輝立商品(香港)有限公司
RepresentativePhillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司

Licence Record (4)

2006-11-21 – present Current
Phillip Commodities (HK) Limited Rep
RA 2
2006-10-05 – present Current
Phillip Securities (Hong Kong) Limited Rep
RA 1
2005-05-19 – 2006-09-22
Centaline Wealth Management Limited Rep
RA 4
2005-02-22 – 2005-04-25
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALQ878