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LEE Tsz Chiu, Percy

李子釗
CE ALQ662Licensed IndividualSFO licence active
Official SFC record

LEE Tsz Chiu, Percy (CE number ALQ662) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCore Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RepresentativeCore Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司

Licence Record (7)

2019-01-30 – present Current
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2019-01-30 – present Current
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2007-05-16 – 2019-01-16
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2007-05-16 – 2019-01-16
CITIC Securities Futures (HK) Limited Rep
RA 2
2006-10-05 – 2007-05-04
CES Commodities (HK) Limited Rep
RA 2
2006-06-21 – 2007-05-04
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2005-02-23 – 2006-05-24
T G Holborn (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALQ662