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CHENG Wai Hong

鄭維康
CE ALO598Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Wai Hong (CE number ALO598) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerSolo Asset Management Limited
高歌資產管理有限公司
Responsible OfficerSolo Futures Limited
高歌期貨有限公司
Responsible OfficerSolo Securities Limited
高歌證券有限公司

Licence Record (13)

2018-06-13 – present Current
Solo Asset Management Limited RO
RA 4 RA 5 RA 9
2017-02-28 – present Current
Solo Securities Limited RO
RA 1 RA 4
2017-02-28 – present Current
Solo Futures Limited RO
RA 2
2018-08-03 – 2021-12-20
Solo Asset Management Limited Rep
RA 9
2012-03-15 – 2013-11-17
Tung Shing Securities (Brokers) Limited RO
RA 3
2011-11-29 – 2013-11-17
Tung Shing Securities (Brokers) Limited Rep
RA 1
2011-11-29 – 2013-11-17
Tung Shing Futures (Brokers) Limited Rep
RA 2
2011-02-02 – 2011-09-26
South China Forex Limited RO
RA 3
2010-06-21 – 2011-02-02
South China Forex Limited Rep
RA 3
2009-07-29 – 2011-09-26
South China Securities Limited Rep
RA 1
2009-07-29 – 2011-09-26
South China Commodities Limited Rep
RA 2
2005-01-27 – 2009-07-11
Haitong International Securities Company Limited Rep
RA 1 RA 3
2005-01-27 – 2009-07-11
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALO598