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WOO Wing Sum, Samuel

胡穎森
CE ALN679Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WOO Wing Sum, Samuel (CE number ALN679) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-10. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInsight Capital Investment Limited

Licence Record (2)

2014-06-16 – present Current
Insight Capital Investment Limited RO
RA 4 RA 9
2004-12-10 – 2013-02-09
CITIC CLSA Capital Partners HK Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALN679