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SO Wai Lam

蘇慧琳
CE ALN185Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SO Wai Lam (CE number ALN185) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerINCU Corporate Finance Limited
衍丰企業融資有限公司

Licence Record (9)

2016-04-15 – present Current
INCU Corporate Finance Limited RO
RA 6
2016-01-21 – 2016-04-15
Shinco Capital Limited RO
RA 6
2012-10-15 – 2015-10-30
Fortune Financial Capital Limited RO
RA 6
2012-09-05 – 2015-10-30
Fortune (HK) Securities Limited Rep
RA 1
2012-09-05 – 2012-10-15
Fortune Financial Capital Limited Rep
RA 6
2011-12-23 – 2012-08-28
Veda Capital Limited RO
RA 6
2009-06-10 – 2011-12-23
Veda Capital Limited Rep
RA 6
2007-10-04 – 2009-04-01
REXCAPITAL (Hong Kong) Limited Rep
RA 6
2005-01-20 – 2007-09-01
Kingston Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALN185