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MAK Yuen Kwun, Winnie

麥婉鈞
CE ALK033Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MAK Yuen Kwun, Winnie (CE number ALK033) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (3)

2019-01-10 – present Current
BOCI-Prudential Asset Management Limited RO
RA 1 RA 4
2007-10-29 – 2011-07-28
Legg Mason Asset Management Hong Kong Limited Rep
RA 1 RA 4
2004-12-13 – 2019-01-10
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALK033