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PATEL Rakesh

CE ALI605Licensed IndividualSFO licence active
Official SFC record

PATEL Rakesh (CE number ALI605) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKriya Capital Limited

Licence Record (4)

2020-07-02 – present Current
Kriya Capital Limited Rep
RA 9
2006-05-16 – 2019-07-31
HSBC Securities Brokers (Asia) Limited RO
RA 1 RA 7
2006-05-16 – 2018-08-31
HSBC Securities (Asia) Limited RO
RA 1
2004-11-15 – 2005-11-14
HSBC Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI605