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CHAN Wai Man

陳偉文
CE ALI467Licensed IndividualSFO licence active
Official SFC record

CHAN Wai Man (CE number ALI467) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeT. Rowe Price Hong Kong Limited
普徠仕香港有限公司

Licence Record (5)

2020-03-24 – present Current
T. Rowe Price Hong Kong Limited Rep
RA 1 RA 4
2017-11-15 – 2020-03-06
FIL Investment Management (Hong Kong) Limited Rep
RA 1
2017-06-29 – 2017-10-27
Janus Henderson Investors Hong Kong Limited RO
RA 1 RA 4
2013-05-20 – 2017-06-29
Janus Henderson Investors Hong Kong Limited Rep
RA 1 RA 4
2004-11-11 – 2011-01-05
Tyche Group Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI467