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YOUNG Alan James Michael

CE ALI433Licensed IndividualSFO licence active
Official SFC record

YOUNG Alan James Michael (CE number ALI433) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeT.F.S. Derivatives HK Limited

Licence Record (5)

2009-07-22 – present Current
T.F.S. Derivatives HK Limited Rep
RA 1 RA 2
2014-01-23 – 2017-01-11
Louis Capital Markets (Hong Kong) Limited RO
RA 1 RA 2
2013-11-20 – 2014-01-23
Louis Capital Markets (Hong Kong) Limited Rep
RA 1 RA 2
2009-04-03 – 2021-01-04
T.F.S. Derivatives HK Limited RO
RA 1 RA 2
2004-12-31 – 2006-12-28
Trio Equity Derivatives (Hong Kong) Limited RO
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI433