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CHAN Chore Man, Germaine

陳楚雯
CE ALI039Licensed IndividualSFO licence active
Official SFC record

CHAN Chore Man, Germaine (CE number ALI039) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeInnovax Capital Limited
創陞融資有限公司

Licence Record (3)

2021-09-28 – present Current
Innovax Capital Limited Rep
RA 6
2008-01-25 – 2010-06-29
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6
2004-10-20 – 2008-01-10
Mega Capital (Asia) Company Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI039