CHAN Sze Wing

陳思泳

CE ALI022Licensed IndividualResponsible OfficerSFO licence active

CHAN Sze Wing (CE number ALI022) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Valuable Capital Limited 華盛資本証券有限公司
Representative	Valuable Capital Limited 華盛資本証券有限公司

Licence Record (8)

2021-10-28 – present Current

Valuable Capital Limited RO

RA 1 RA 2

2021-05-24 – present Current

Valuable Capital Limited Rep

RA 1 RA 2 RA 9

2017-10-16 – 2021-04-14

South China Commodities Limited RO

RA 2

2017-07-13 – 2021-04-14

South China Forex Limited RO

RA 3

2017-03-02 – 2021-04-14

South China Securities Limited RO

RA 1

2010-06-23 – 2017-07-13

South China Forex Limited Rep

RA 3

2005-01-21 – 2017-10-16

South China Commodities Limited Rep

RA 2

2004-10-02 – 2017-03-02

South China Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI022