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KEE Chi Kwan

紀志坤
CE ALH987Licensed IndividualSFO licence active
Official SFC record

KEE Chi Kwan (CE number ALH987) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (3)

2012-06-20 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2
2006-11-16 – 2007-07-27
Yuanta Asia Investment (Hong Kong) Limited RO
RA 1 RA 2
2004-11-26 – 2015-12-30
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALH987