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KO Oi Na

高愛娜
CE ALF942Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KO Oi Na (CE number ALF942) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerL Capital Limited

Licence Record (8)

2024-09-09 – present Current
L Capital Limited RO
RA 4 RA 9
2024-02-02 – 2024-09-06
Wolf Vest Capital Management Limited RO
RA 4 RA 9
2021-04-01 – 2024-01-31
Powership Capital Management Limited RO
RA 1 RA 4 RA 9
2017-12-29 – 2021-02-28
Wah Thai Securities Limited RO
RA 1
2016-12-22 – 2017-12-15
C.M. Capital Advisors (HK) Limited RO
RA 4
2012-04-19 – 2016-11-01
Shacom Futures Limited RO
RA 2 RA 5
2009-04-06 – 2016-11-01
Shacom Securities Limited RO
RA 1 RA 4
2004-11-05 – 2009-04-06
Shacom Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALF942