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WAN Mun Wah

尹滿華
CE ALF372Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAN Mun Wah (CE number ALF372) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHKFAEx Group Limited
香港金融資產交易集團有限公司
Responsible OfficerRealchamp Asset Management Limited
正富資產管理有限公司

Licence Record (7)

2012-09-04 – present Current
Realchamp Asset Management Limited RO
RA 4 RA 9
2007-09-03 – present Current
HKFAEx Group Limited RO
RA 1 RA 4 RA 9
2007-08-02 – 2007-09-03
HKFAEx Group Limited Rep
RA 4 RA 9
2007-06-06 – 2007-07-23
Axis Capital Management Limited Rep
RA 4 RA 9
2006-02-06 – 2007-04-30
BMI Funds Management Limited RO
RA 4 RA 9
2005-09-16 – 2006-02-06
BMI Funds Management Limited Rep
RA 4 RA 9
2004-09-03 – 2005-09-05
Galaxy Asset Management (H.K.) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALF372