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TONG Yan Wing, Francis

湯欣榮
CE ALD635Licensed IndividualSFO licence active
Official SFC record

TONG Yan Wing, Francis (CE number ALD635) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJVSakk Asset Management Limited
匯通永利資產管理有限公司

Licence Record (2)

2021-09-03 – present Current
JVSakk Asset Management Limited Rep
RA 9
2004-10-12 – 2004-11-01
JPMorgan Funds (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALD635