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WANG Qi

王崎
CE ALB737Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Qi (CE number ALB737) is an individual licensed by the Hong Kong SFC. First licensed on 2004-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
RepresentativeUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司

Licence Record (8)

2024-03-04 – present Current
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2024-03-04 – present Current
UOB Kay Hian (Hong Kong) Limited RO
RA 4
2016-06-21 – 2023-12-11
MTI Management (HK) Limited (trading as Megatrust Investment (HK)) RO
RA 4 RA 9
2012-08-01 – 2012-12-01
China Everbright Assets Management Limited RO
RA 4 RA 9
2010-07-15 – 2012-12-01
Everbright Capital Management Limited RO
RA 4 RA 9
2010-05-11 – 2010-07-15
Everbright Capital Management Limited Rep
RA 4 RA 9
2007-05-04 – 2009-09-17
Elliott Advisors (HK) Limited Rep
RA 4 RA 9
2004-08-09 – 2007-03-21
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALB737