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WONG Hiu Pan

黃曉鑌
CE ALA793Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Hiu Pan (CE number ALA793) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBMI Funds Management Limited
邦盟滙駿基金管理有限公司
RepresentativeBMI Securities Limited
邦盟滙駿證券有限公司

Licence Record (4)

2014-08-06 – present Current
BMI Funds Management Limited RO
RA 1 RA 4 RA 9
2012-03-22 – present Current
BMI Securities Limited Rep
RA 1
2008-04-15 – 2016-05-25
BMI Funds Management Limited Rep
RA 1 RA 4 RA 9
2004-07-28 – 2008-04-07
Patterson Financial Services Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALA793