TONG Hin Jo

湯顯祖

CE ALA312Licensed IndividualResponsible OfficerSFO licence active

TONG Hin Jo (CE number ALA312) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司
Responsible Officer	Minerva Holding Financial Securities Limited 嬴控金融證券有限公司

Licence Record (13)

2022-07-12 – present Current

Minerva Holding Financial Securities Limited RO

RA 1 RA 4

2022-07-12 – present Current

Minerva Asset Global Investment Capital Limited RO

RA 9

2022-04-20 – 2022-06-15

Victoria Harbour International Financial Holdings Limited RO

RA 1 RA 4 RA 9

2022-03-14 – 2022-04-20

Victoria Harbour International Financial Holdings Limited Rep

RA 1 RA 4 RA 9

2021-10-18 – 2022-01-31

YONXI International Finance Holdings Limited RO

RA 9

2021-01-27 – 2022-01-31

YONXI Securities Limited RO

RA 1 RA 4

2019-01-28 – 2020-09-09

QMIS Asset Management Limited Rep

RA 4 RA 9

2018-09-21 – 2020-09-09

QMIS Securities Limited RO

RA 1

2018-09-12 – 2018-09-21

QMIS Securities Limited Rep

RA 1

2017-01-11 – 2018-09-07

VMI Securities Limited RO

RA 1

2010-08-02 – 2017-01-01

Emperor Securities Limited Rep

RA 1

2008-08-21 – 2014-04-23

Emperor International Exchange (Hong Kong) Company Limited Rep

RA 3

2004-07-29 – 2008-07-25

Cinda International Investment Management Limited Rep

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALA312