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NG Tze Chung

吳子聰
CE ALA304Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Tze Chung (CE number ALA304) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDa Shi Tong Securities Limited
大世通證券有限公司

Licence Record (18)

2024-05-17 – present Current
Da Shi Tong Securities Limited RO
RA 1
2022-10-18 – 2024-05-02
Aristo Securities Limited RO
RA 1
2022-08-08 – 2022-10-18
Aristo Securities Limited Rep
RA 1
2022-03-31 – 2022-06-10
Integrity Construction & Development Securities Group Limited RO
RA 1
2021-08-26 – 2021-12-06
Kingdom Securities Limited RO
RA 1
2020-04-08 – 2020-06-29
Rich Bay Securities Limited RO
RA 1 RA 2
2020-04-07 – 2020-04-08
Rich Bay Securities Limited Rep
RA 1 RA 2
2019-12-05 – 2020-04-06
Peak Cloud Limited RO
RA 1 RA 2
2018-07-25 – 2019-02-21
Horizon Commodities and Futures Company Limited Rep
RA 2 RA 5
2017-06-19 – 2018-06-20
Advent Securities (Hong Kong) Limited RO
RA 1
2013-03-07 – 2015-08-21
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2013-03-07 – 2015-08-21
Ping An Securities (Hong Kong) Futures Company Limited Rep
RA 2
2009-08-18 – 2010-11-19
SinoPac Securities (Asia) Limited Rep
RA 1
2009-08-18 – 2010-11-19
SinoPac Futures (Asia) Limited Rep
RA 2
2007-03-06 – 2013-02-01
KGI Asia Limited Rep
RA 1
2007-03-06 – 2013-02-01
KGI Futures (Hong Kong) Limited Rep
RA 2
2005-05-12 – 2005-11-30
Sunwah Kingsway Futures Limited Rep
RA 2
2004-09-03 – 2007-02-27
Kingsway Financial Services Group Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALA304