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WONG Tak Tai

黃德泰
CE AKV151Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Tak Tai (CE number AKV151) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFranklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司

Licence Record (5)

2022-07-01 – present Current
Franklin Templeton Investments (Asia) Limited RO
RA 1 RA 4
2021-05-17 – 2022-06-30
Legg Mason Asset Management Hong Kong Limited RO
RA 1 RA 4
2021-02-02 – 2022-06-30
Franklin Templeton Investments (Asia) Limited RO
RA 1 RA 4
2020-11-16 – 2021-05-17
Legg Mason Asset Management Hong Kong Limited Rep
RA 1
2004-07-06 – 2021-02-02
Franklin Templeton Investments (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKV151