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CHAN Kelly Ka Yiu

陳家耀
CE AKU966Licensed IndividualSFO licence active
Official SFC record

CHAN Kelly Ka Yiu (CE number AKU966) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJanchor Partners Limited

Licence Record (5)

2012-06-29 – present Current
Janchor Partners Limited Rep
RA 9
2010-06-28 – 2012-03-31
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7
2006-08-07 – 2010-05-07
Citigroup Global Markets Asia Limited Rep
RA 1
2006-08-07 – 2010-05-07
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2
2004-06-15 – 2006-06-13
UBS Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKU966