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LAW Kit Ying

羅潔盈
CE AKO945Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAW Kit Ying (CE number AKO945) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAmple Capital Limited
豐盛融資有限公司

Licence Record (5)

2018-02-08 – present Current
Ample Capital Limited RO
RA 6
2021-05-21 – 2021-11-01
SDIC Securities Corporate Finance (Hong Kong) Limited Rep
RA 6
2017-05-26 – 2021-11-10
Ample Capital Limited Rep
RA 6
2014-05-13 – 2017-04-07
Emperor Corporate Finance Limited Rep
RA 1 RA 6
2008-11-11 – 2014-04-30
Veda Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKO945