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LAM Chi Shing

林志成
CE AKO943Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Chi Shing (CE number AKO943) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHao Tian Asset Management Limited
昊天資產管理有限公司
Responsible OfficerHao Tian International Securities Limited
昊天國際證券有限公司

Licence Record (6)

2022-01-20 – present Current
Hao Tian International Securities Limited RO
RA 1
2022-01-20 – present Current
Hao Tian Asset Management Limited RO
RA 4 RA 9
2021-12-23 – 2022-01-20
Hao Tian International Securities Limited Rep
RA 1
2019-08-09 – 2019-10-16
Red South Investment Management Limited RO
RA 4 RA 9
2014-08-13 – 2021-09-01
SDHG International Securities Limited RO
RA 1
2006-07-26 – 2014-08-13
SDHG International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKO943