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LAU Ka Wai

劉家威
CE AKO768Licensed IndividualSFO licence active
Official SFC record

LAU Ka Wai (CE number AKO768) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCentaline Securities Limited
中原證券有限公司
RepresentativeCentaline Wealth Management Limited
中原資產管理有限公司

Licence Record (2)

2012-02-28 – present Current
Centaline Securities Limited Rep
RA 1
2004-06-05 – present Current
Centaline Wealth Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKO768