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LEE Chi Ming

李志明
CE AKL722Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Chi Ming (CE number AKL722) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAlpha Wealth Management Limited
艾法財富管理有限公司

Licence Record (4)

2007-05-08 – present Current
Alpha Wealth Management Limited RO
RA 4 RA 9
2017-06-28 – 2019-12-10
Pixiu Asset Management Limited (trading as APX Fortuna) RO
RA 4 RA 9
2004-12-17 – 2007-04-19
Cinda International Securities Limited Rep
RA 1
2004-07-05 – 2007-04-19
Cinda International Investment Consultant Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKL722