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CHANG Koon Bong, Stephen

張冠邦
CE AKL718Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHANG Koon Bong, Stephen (CE number AKL718) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPIMCO Asia Limited
品浩投資管理(亞洲)有限公司

Licence Record (6)

2018-09-24 – present Current
PIMCO Asia Limited RO
RA 1 RA 4 RA 9
2018-05-14 – 2018-09-24
PIMCO Asia Limited Rep
RA 1 RA 4 RA 9
2014-10-21 – 2018-02-26
JPMorgan Asset Management (Asia Pacific) Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2014-10-21 – 2018-02-26
JF International Management Inc. RO
RA 4 RA 9
2011-08-29 – 2014-10-21
JF International Management Inc. Rep
RA 4 RA 9
2004-04-27 – 2014-10-21
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKL718