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TSE Joseph

謝祖耀
CE AKL709Licensed IndividualSFO licence active
Official SFC record

TSE Joseph (CE number AKL709) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGlobal Mastermind Securities Limited
環球大通證券有限公司

Licence Record (6)

2017-08-14 – present Current
Global Mastermind Securities Limited Rep
RA 1
2018-06-04 – 2020-10-14
GLOBAL MASTERMIND FUTURES LIMITED Rep
RA 2
2004-04-27 – 2004-06-29
HSBC Broking Securities (Asia) Limited Rep
RA 1
2004-04-27 – 2004-06-29
HSBC Broking Futures (Asia) Limited Rep
RA 2
2004-04-27 – 2004-06-29
HSBC Broking Futures (Hong Kong) Limited Rep
RA 2
2004-04-27 – 2004-06-29
HSBC Broking Forex (Asia) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKL709