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ZHAO Yu Qian, Rachel

趙郁芊
CE AKI199Licensed IndividualSFO licence active
Official SFC record

ZHAO Yu Qian, Rachel (CE number AKI199) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCPPIB PE Investments Asia Limited

Licence Record (5)

2022-03-21 – present Current
CPPIB PE Investments Asia Limited Rep
RA 1
2019-10-09 – 2022-03-21
CPPIB Asia Inc. Rep
RA 1
2019-04-17 – 2019-05-03
MBK Partners HK Limited Rep
RA 4
2004-04-02 – 2006-04-12
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2004-04-02 – 2006-04-12
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKI199