LO Kai Chung

魯啟宗

CE AJN343Licensed IndividualResponsible OfficerSFO licence active

LO Kai Chung (CE number AJN343) is an individual licensed by the Hong Kong SFC. First licensed on 2004-05-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司
Representative	Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司

Licence Record (11)

2016-12-13 – present Current

Boom Securities (H.K.) Limited Rep

RA 1

2016-07-22 – present Current

Boom Securities (H.K.) Limited RO

RA 2

2021-07-26 – 2024-10-03

Win Securities Limited Rep

RA 1

2016-07-01 – 2016-07-20

Core Pacific - Yamaichi International (H.K.) Limited Rep

RA 1

2014-05-09 – 2016-06-30

Core Pacific - Yamaichi International (H.K.) Limited Rep

RA 1

2014-05-09 – 2016-06-30

Core Pacific-Yamaichi Securities (H.K.) Limited Rep

RA 1

2014-05-09 – 2016-07-20

Core Pacific-Yamaichi Futures (H.K.) Limited Rep

RA 2

2013-06-25 – 2014-04-28

Orient Securities (Hong Kong) Limited Rep

RA 1

2013-06-25 – 2014-04-28

Orient Futures (Hong Kong) Limited Rep

RA 2

2004-09-04 – 2013-06-08

Haitong International Futures Limited Rep

RA 2

2004-05-10 – 2013-06-08

Haitong International Securities Company Limited Rep

RA 1 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJN343