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CHAN Chak Ming

陳則明
CE AJM690Licensed IndividualSFO licence active
Official SFC record

CHAN Chak Ming (CE number AJM690) is an individual licensed by the Hong Kong SFC. First licensed on 2004-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (6)

2025-04-25 – present Current
GF Asset Management (Hong Kong) Limited Rep
RA 9
2018-11-15 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2010-11-22 – 2011-09-30
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2010-11-22 – 2011-09-30
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 4 RA 9
2004-05-22 – 2010-10-31
Credit Suisse (Hong Kong) Limited Rep
RA 4
2004-02-25 – 2004-05-05
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJM690