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YIP Nga Wan

葉雅雲
CE AJK926Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Nga Wan (CE number AJK926) is an individual licensed by the Hong Kong SFC. First licensed on 2020-09-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLiveReport Asset Management Limited
RepresentativeTiger Faith Securities Limited
駿達證券有限公司

Licence Record (3)

2023-06-19 – present Current
Tiger Faith Asset Management Limited RO
RA 4 RA 9
2020-09-04 – present Current
Tiger Faith Securities Limited Rep
RA 1
2020-09-04 – 2023-06-19
Tiger Faith Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJK926