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LO Mei Yan

羅美欣
CE AJK653Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Mei Yan (CE number AJK653) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRichland Worldwide Limited
富信(環球)集團有限公司

Licence Record (3)

2019-01-21 – present Current
Richland Worldwide Limited RO
RA 1 RA 4 RA 9
2013-06-13 – 2019-01-21
Richland Worldwide Limited Rep
RA 1 RA 4 RA 9
2009-10-23 – 2013-06-01
Richland Capital Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJK653