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LAM Wing Hi

林永禧
CE AJK480Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Wing Hi (CE number AJK480) is an individual licensed by the Hong Kong SFC. First licensed on 2004-02-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerShenzhen Capital (Hong Kong) Asset Management Company Limited
創新資本（香港）資產管理有限公司

Licence Record (16)

2025-06-10 – present Current
Shenzhen Capital (Hong Kong) Asset Management Company Limited RO
RA 9
2024-06-28 – 2024-11-30
H&Y Securities Company Limited RO
RA 1 RA 4
2023-12-29 – 2024-06-09
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2019-10-30 – 2023-09-23
Win Win Asset Management (HK) Limited RO
RA 1 RA 4 RA 9
2019-01-03 – 2019-10-26
Nan Guo International Asset Management Limited RO
RA 4 RA 9
2016-05-19 – 2019-10-26
Nan Guo International Securities Limited RO
RA 1
2015-05-11 – 2015-07-08
Vantage New Generation Securities Limited RO
RA 1 RA 4
2014-11-26 – 2015-04-24
Realord Asia Pacific Securities Limited RO
RA 1
2014-11-06 – 2014-11-26
Realord Asia Pacific Securities Limited Rep
RA 1
2011-01-05 – 2012-07-31
Shuangying Securities Limited RO
RA 1 RA 2
2008-05-29 – 2010-07-09
Cheong Lee Securities Limited RO
RA 1 RA 2 RA 4
2008-04-18 – 2008-05-29
Cheong Lee Securities Limited Rep
RA 1
2007-02-01 – 2008-03-31
Beevest Securities Limited RO
RA 1
2004-11-30 – 2008-03-31
Beevest Securities Limited Rep
RA 1 RA 2
2004-02-09 – 2004-11-05
ASG Brokerage Limited Rep
RA 1
2004-02-09 – 2004-06-25
ASG Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJK480