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TONG Siu Ping, Katherine

唐小萍
CE AJJ670Licensed IndividualSFO licence active
Official SFC record

TONG Siu Ping, Katherine (CE number AJJ670) is an individual licensed by the Hong Kong SFC. First licensed on 2004-02-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeiFAST Global Markets (HK) Limited
奕豐環球市場(香港)有限公司

Licence Record (5)

2019-01-07 – present Current
iFAST Global Markets (HK) Limited Rep
RA 1 RA 4 RA 9
2019-01-07 – 2021-04-30
iFAST Securities (HK) Limited Rep
RA 1
2019-01-07 – 2020-02-12
iFAST Financial (HK) Limited Rep
RA 1 RA 4
2015-03-11 – 2018-12-05
Haitong International Securities Company Limited Rep
RA 1 RA 4
2004-02-09 – 2018-12-05
iBest Consultants Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJJ670