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YOUNG Lai Yan, Angel

楊麗茵
CE AJI839Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YOUNG Lai Yan, Angel (CE number AJI839) is an individual licensed by the Hong Kong SFC. First licensed on 2004-01-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHarmony Advisors Limited
喜望利顧問有限公司
Responsible OfficerHarmony Capital International Limited

Licence Record (5)

2022-06-07 – present Current
Harmony Capital International Limited RO
RA 6
2016-02-16 – present Current
Harmony Advisors Limited RO
RA 1 RA 2 RA 4 RA 9
2015-11-04 – 2016-02-16
Harmony Advisors Limited Rep
RA 1 RA 9
2004-01-06 – 2015-06-18
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9
2004-01-06 – 2015-06-18
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJI839