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CHAN Shuk Lei

陳淑妮
CE AJH102Licensed IndividualSFO licence active
Official SFC record

CHAN Shuk Lei (CE number AJH102) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeVMS Asset Management Limited
鼎珮資產管理有限公司
RepresentativeVMS Securities Limited
鼎珮證券有限公司

Licence Record (7)

2021-07-09 – 2023-08-25
Magpie Securities Limited Rep
RA 1 RA 2
2012-06-14 – 2018-06-09
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 9
2007-04-26 – 2013-09-13
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2 RA 9
2006-02-06 – 2006-12-20
KGI Asia Limited Rep
RA 1
2006-02-06 – 2006-12-20
KGI Futures (Hong Kong) Limited Rep
RA 2
2006-02-06 – 2006-12-20
Aisance Asset Management Limited Rep
RA 9
2003-11-26 – 2004-09-15
Southwest Securities (HK) Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJH102