LIU Zhi Yang

劉祉楊

CE AJG492Licensed IndividualResponsible OfficerSFO licence active

LIU Zhi Yang (CE number AJG492) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Shuangying Securities Limited 雙贏證券有限公司

Licence Record (12)

2018-04-25 – present Current

Shuangying Securities Limited RO

RA 1 RA 2

2021-10-25 – 2023-12-15

Easy Fund Management Company Limited RO

RA 4 RA 9

2018-03-27 – 2018-04-25

Shuangying Securities Limited Rep

RA 1

2015-07-20 – 2018-01-22

Grand Cartel Securities Company Limited RO

RA 1

2015-06-15 – 2015-07-20

Grand Cartel Securities Company Limited Rep

RA 1

2009-03-16 – 2015-06-02

Fulbright Securities Limited Rep

RA 1

2009-03-16 – 2015-06-02

Fulbright Futures Limited Rep

RA 2

2007-07-25 – 2009-03-06

ABCI Securities Company Limited Rep

RA 1

2006-05-10 – 2007-07-07

CES Commodities (HK) Limited Rep

RA 2

2006-05-10 – 2007-07-07

Shun Loong Futures Limited Rep

RA 2

2006-02-03 – 2007-07-07

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2004-07-27 – 2007-07-07

Shun Loong Securities Company Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJG492