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LAU Hoi Yi

劉凱怡
CE AJF305Licensed IndividualSFO licence active
Official SFC record

LAU Hoi Yi (CE number AJF305) is an individual licensed by the Hong Kong SFC. First licensed on 2003-10-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeIFM Investors (HK) Ltd

Licence Record (9)

2024-07-23 – present Current
IFM Investors (HK) Ltd Rep
RA 1 RA 4
2015-09-08 – 2016-07-16
EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) RO
RA 1 RA 4
2015-08-17 – 2015-09-08
EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) Rep
RA 1 RA 4
2010-09-13 – 2015-07-31
Hamilton Lane (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2007-08-13 – 2009-05-14
SEI Investments (Asia) Limited Rep
RA 4 RA 9
2004-08-05 – 2006-03-10
JPMorgan Funds (Asia) Limited Rep
RA 1
2004-08-05 – 2006-03-10
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 9
2003-10-21 – 2004-08-04
Invesco Asset Management Asia Limited Rep
RA 1
2003-10-21 – 2004-08-04
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJF305