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HUI Hon Wah

許漢華
CE AJE764Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUI Hon Wah (CE number AJE764) is an individual licensed by the Hong Kong SFC. First licensed on 2004-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFullgoal Asset Management (HK) Limited
富國資產管理(香港)有限公司

Licence Record (4)

2013-01-23 – present Current
Fullgoal Asset Management (HK) Limited RO
RA 1 RA 4 RA 9
2010-10-05 – 2012-10-31
OP Investment Management Limited Rep
RA 9
2008-07-28 – 2010-10-02
Samsung Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2004-05-06 – 2008-05-22
DNB Asset Management (Asia) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJE764