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TSUI Kenny

徐成
CE AJD776Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSUI Kenny (CE number AJD776) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerJVSakk Asia Limited
匯通永利亞洲有限公司
Responsible OfficerJVSakk Asset Management Limited
匯通永利資產管理有限公司

Licence Record (6)

2013-02-05 – present Current
JVSakk Asia Limited RO
RA 1
2009-09-21 – present Current
JVSakk Asset Management Limited RO
RA 4 RA 9
2009-08-27 – 2009-09-21
JVSakk Asset Management Limited Rep
RA 4 RA 9
2003-11-08 – 2009-07-30
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2003-11-08 – 2009-07-30
CES Commodities (HK) Limited Rep
RA 2
2003-11-08 – 2004-05-22
CES Forex (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJD776