POON Chi Wai

潘智威

CE AJC313Licensed IndividualResponsible OfficerSFO licence active

POON Chi Wai (CE number AJC313) is an individual licensed by the Hong Kong SFC. First licensed on 2003-07-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	SR Wealth Securities Limited 中富證券有限公司

Licence Record (12)

2024-05-20 – present Current

SR Wealth Securities Limited RO

RA 1 RA 2 RA 4 RA 9

2024-03-13 – 2024-05-20

SR Wealth Securities Limited Rep

RA 1 RA 2 RA 4 RA 9

2020-03-19 – 2023-05-22

Z Capital Global Limited RO

RA 4 RA 9

2017-02-06 – 2020-03-13

Zynergy Asset Management Limited RO

RA 9

2013-11-28 – 2017-02-06

Zynergy Asset Management Limited Rep

RA 9

2012-06-22 – 2012-12-21

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2 RA 3

2012-03-07 – 2012-12-21

Yuanta Asia Investment (Hong Kong) Limited Rep

RA 1 RA 2 RA 3

2006-11-09 – 2012-02-21

Haitong International Securities Company Limited Rep

RA 1 RA 3

2006-08-30 – 2012-02-21

Haitong International Futures Limited Rep

RA 2

2004-08-23 – 2006-07-31

Fuji Hong Kong Commodities Company Limited Rep

RA 2

2003-12-05 – 2004-08-17

Celestial Commodities Limited Rep

RA 2 RA 7

2003-07-28 – 2003-11-26

Southwest Securities (HK) Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJC313