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SHUM Wai Ping

沈慧萍
CE AJC245Licensed IndividualSFO licence active
Official SFC record

SHUM Wai Ping (CE number AJC245) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCinda International Securities Limited
信達國際證券有限公司

Licence Record (3)

2004-07-27 – present Current
Cinda International Securities Limited Rep
RA 1
2004-12-17 – 2006-07-14
Cinda International Investment Management Limited Rep
RA 3
2003-11-27 – 2004-07-15
Emperor Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJC245