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ZHAO Xiao

趙晓
CE AJC187Licensed IndividualSFO licence active
Official SFC record

ZHAO Xiao (CE number AJC187) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQ Fund Management (Hong Kong) Limited
前方基金管理有限公司

Licence Record (3)

2016-11-01 – present Current
Q Fund Management (Hong Kong) Limited Rep
RA 9
2012-10-16 – 2016-06-30
Pine River Capital Management (HK) Limited Rep
RA 9
2003-08-25 – 2012-08-06
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJC187