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LUO Pengwei

羅鵬巍
CE AJC185Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUO Pengwei (CE number AJC185) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTen Asset Management Limited
壹拾資產管理有限公司

Licence Record (3)

2020-07-14 – present Current
Ten Asset Management Limited RO
RA 9
2015-01-05 – 2020-07-10
Caitong International Asset Management Co., Limited Rep
RA 9
2003-08-25 – 2004-06-08
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJC185