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LO Chi Man

羅志文
CE AJB649Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Chi Man (CE number AJB649) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-07. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAAA Securities Co. Limited

Licence Record (2)

2018-05-10 – present Current
AAA Securities Co. Limited RO
RA 1
2005-02-07 – 2011-08-08
Cepa Alliance Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJB649