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WONG Kin Fai

王健輝
CE AJA562Licensed IndividualResponsible OfficerSFO licence active

WONG Kin Fai (CE number AJA562) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCepa Alliance Securities Limited
世博證券有限公司
Responsible OfficerCepaalliance Asset Management Limited
世博資產管理有限公司
Responsible OfficerSBI E2-Capital Securities Limited
軟庫金匯證券有限公司

Licence Record (8)

2024-05-29 – present Current
2024-05-29 – present Current
2023-01-10 – present Current
2020-06-18 – 2022-06-30