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TSE Kwok Lun

謝國綸
CE AJA400Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Kwok Lun (CE number AJA400) is an individual licensed by the Hong Kong SFC. First licensed on 2003-07-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAsset Management Group Limited
資產管理集團有限公司

Licence Record (4)

2006-01-17 – present Current
Asset Management Group Limited RO
RA 1 RA 4 RA 9
2007-04-30 – 2018-04-11
Asset Management Group Limited Rep
RA 1 RA 4 RA 9
2004-11-29 – 2006-01-11
FWD Financial Planning Limited Rep
RA 4
2003-07-11 – 2004-11-10
T G Holborn (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJA400