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LAW Lai Wah Andrew

羅禮華
CE AJA075Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LAW Lai Wah Andrew (CE number AJA075) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 13 (Depositary services). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 13 Depositary Services for Relevant CISs

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI-Prudential Trustee Limited
中銀國際英國保誠信託有限公司
Executive OfficerBank of China (Hong Kong) Limited
中國銀行(香港)有限公司

Licence Record (2)

2024-10-02 – present Current
BOCI-Prudential Trustee Limited RO
RA 13
2003-04-01 – 2005-01-15
HSBC Institutional Trust Services (Asia) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJA075