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KWOK Shuk Man, Ann

郭淑雯
CE AIX364Licensed IndividualSFO licence active
Official SFC record

KWOK Shuk Man, Ann (CE number AIX364) is an individual licensed by the Hong Kong SFC. First licensed on 2003-06-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (4)

CapacityCompany / Institution
RepresentativeCES Commodities (HK) Limited
光證期貨（香港）有限公司
RepresentativeChina Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RepresentativeEverbright Securities Digital Finance (HK) Limited
光大證券數碼金融（香港）有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務（香港）有限公司

Licence Record (6)

2025-04-23 – present Current
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2018-04-11 – present Current
CES Commodities (HK) Limited Rep
RA 2
2017-09-15 – present Current
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2007-10-09 – present Current
China Everbright Securities (HK) Limited Rep
RA 1
2018-04-11 – 2024-12-31
China Everbright Forex & Futures (HK) Limited Rep
RA 2
2003-06-06 – 2007-09-20
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIX364